2020 Agenda

8:15 – 8:30 am Pacific:  Introduction and Welcome Remarks 

 

8:30 – 9:15 am Pacific:  COVID-19 – Securities Enforcement and Shareholder Litigation Ramifications 

 

9:20 – 10:05 am Pacific:  Cryptocurrency Regulation, Enforcement and Litigation

 

10:10 – 10:55 am Pacific:  Financial Disclosure and Accounting Fraud

 

11:00 – 11:45 am Pacific:  Silicon Valley Spotlight – Regulation, Enforcement and Prosecution Trends

 

11:50 – 12:35 pm Pacific:  Big Data, A.I., and the Evolving Role of Technology in Conducting Internal Investigations and Prosecuting and Defending Securities Fraud Cases

 

12:40 – 1:10 pm Pacific:  Keynote Speech by Steven Peikin, Co-Director, SEC’s Division of Enforcement

 

1:15 – 2:00 pm Pacific:  Directors’ Panel

 

2:15 – 3:00 pm Pacific:  The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2020

 

3:05 – 3:50 pm Pacific:  Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation  

 

3:55 – 4:40 pm Pacific:  Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More

 

4:45 – 5:30 pm Pacific:  Whistleblower Update – The Impact on Corporations and SEC Enforcement