8:15 – 8:30 am Pacific: Introduction and Welcome Remarks
- Bruce Carton, Editor, Securities Docket
8:30 – 9:15 am Pacific: COVID-19 – Securities Enforcement and Shareholder Litigation Ramifications
- Caz Hashemi (Wilson Sonsini Goodrich & Rosati) – Moderator
- Thomas Heck (KPMG LLP)
- Jason Lee (SEC)
- Susan D. Resley (Morgan Lewis & Bockius)
9:20 – 10:05 am Pacific: Cryptocurrency Regulation, Enforcement and Litigation
- Michael S. Dicke (Fenwick & West) – Moderator
- Steven Buchholz (SEC)
- Dr. Nicole M. Moran (Cornerstone Research)
- Kristin Smith (Blockchain Association)
10:10 – 10:55 am Pacific: Financial Disclosure and Accounting Fraud
- Howard Scheck (StoneTurn) – Moderator
- Jason Flemmons (Ankura Consulting Group)
- Matthew Jacques (SEC)
- Craig D. Martin (Morrison & Foerster)
11:00 – 11:45 am Pacific: Silicon Valley Spotlight – Regulation, Enforcement and Prosecution Trends
- Shannon Eagan (Cooley LLP) – Moderator
- Joshua M. Newville (Proskauer)
- Boris Richard (FTI Consulting)
- Monique Winkler (SEC)
11:50 – 12:35 pm Pacific: Big Data, A.I., and the Evolving Role of Technology in Conducting Internal Investigations and Prosecuting and Defending Securities Fraud Cases
- Nicki Locker (Wilson Sonsini Goodrich & Rosati) – Moderator
- Tracy L. Davis (SEC)
- Brett Kumm (FTI Consulting)
- Nicholas Lewis (Google)
12:40 – 1:10 pm Pacific: Keynote Speech by Steven Peikin, Co-Director, SEC’s Division of Enforcement
1:15 – 2:00 pm Pacific: Directors’ Panel
- Jordan Eth (Morrison & Foerster) – Moderator
- Jina L. Choi (Morrison & Foerster)
- Michele Wein Layne (SEC)
- Randall R. Lee (Cooley LLP)
- Erin E. Schneider (SEC)
2:15 – 3:00 pm Pacific: The SEC’s Focus on Cybersecurity – Disclosure, Enforcement and Key Guidance for 2020
- Peter I. Altman (Akin Gump Strauss Hauer & Feld) – Moderator
- John W. Berry (Munger, Tolles & Olson)
- Ken Joseph (Kroll)
- Brent Wilner (SEC)
3:05 – 3:50 pm Pacific: Insider Trading 360° – Enforcement Trends and Key Cases, Prosecutions, and Legislation
- Russell G. Ryan (King & Spalding) – Moderator
- Robert A. Cohen (Davis Polk)
- Sean T. Prosser (Mintz, Levin, Cohn, Ferris, Glovsky and Popeo)
- Katharine Zoladz (SEC)
3:55 – 4:40 pm Pacific: Financial Firm Spotlight – Enforcement and Regulatory Developments for Asset Managers, Broker-Dealers, Hedge Funds and More
- Lorraine B. Echavarria (WilmerHale) – Moderator
- Charles Lundelius (Berkeley Research Group)
- Nicolas Morgan (Paul Hastings)
- Kristin Snyder (SEC)
4:45 – 5:30 pm Pacific: Whistleblower Update – The Impact on Corporations and SEC Enforcement
- John C. LaBella (AlixPartners) – Moderator
- Leslie R. Caldwell (Latham & Watkins)
- Sean X. McKessy (Phillips & Cohen)
- Alka Patel (SEC)