Tuesday, May 12, 2020 — a Virtual Event!
Presented by Securities Docket
In light of global precautions for the COVID-19 Coronavirus, this year’s conference will be a virtual event, taking place online on Tuesday, May 12, 2020. Full details and registration available here.
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Keynote: Steven Peikin
Co-Director, SEC’s Division of Enforcement
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SEC Faculty: Michele Wein Layne
Director, SEC's Los Angeles Regional Office
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SEC Faculty: Erin E. Schneider
Director, SEC’s San Francisco Regional Office
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SEC Faculty: Steven Buchholz
Assistant Regional Director for Enforcement, SEC’s San Francisco Regional Office
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SEC Faculty: Tracy L. Davis
Tracy L. Davis, Assistant Regional Director, SEC’s San Francisco Regional Office
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SEC Faculty: Matthew S. Jacques
Chief Accountant, SEC’s Division of Enforcement
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SEC Faculty: Jason H. Lee
Assistant Regional Director, SEC’s San Francisco Regional Office
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SEC Faculty: Alka Patel
Associate Regional Director, SEC's Los Angeles Regional Office
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SEC Faculty: Kristin A. Snyder
Associate Regional Director, SEC's San Francisco Regional Office
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SEC Faculty: Brent Wilner
Senior Counsel, Cyber Unit, SEC's Los Angeles Regional Office
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SEC Faculty: Monique C. Winkler
Associate Regional Director, SEC’s San Francisco Regional Office
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SEC Faculty: Katharine E. Zoladz
Associate Regional Director, SEC's Los Angeles Regional Office
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Faculty: Peter I. Altman
Partner, Akin Gump Strauss Hauer & Feld LLP
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Faculty: John W. Berry
Partner, Munger, Tolles & Olson
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Faculty: Leslie R. Caldwell
Partner, Latham & Watkins LLP
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Faculty: Jina L. Choi
Partner, Morrison & Foerster
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Faculty: Robert A. Cohen
Partner, Davis Polk & Wardwell
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Faculty: Michael Dicke
Partner, Fenwick & West LLP
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Faculty: Shannon Eagan
Partner, Cooley LLP
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Faculty: Lorraine B. Echavarria
Partner, WilmerHale
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Faculty: Jordan Eth
Partner, Morrison & Foerster LLP
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Faculty: Jason Flemmons
Senior Managing Director, Ankura Consulting Group
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Faculty: Caz Hashemi
Partner, Wilson Sonsini Goodrich & Rosati
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Faculty: Thomas Heck
Partner, KPMG
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Faculty: Ken C. Joseph
Managing Director and Head of Disputes practice, Duff & Phelps
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Faculty: Brett Kumm
Senior Managing Director, FTI Consulting
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Faculty: John C. LaBella
Director, AlixPartners
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Faculty: Randall R. Lee
Partner, Cooley LLP
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Faculty: Nicholas Lewis
Regulatory & Investigations Counsel, Google
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Faculty: Nicki Locker
Partner, Wilson Sonsini Goodrich & Rosati
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Faculty: Charles Lundelius
Managing Director, Berkeley Research Group
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Faculty: Craig D. Martin
Partner, Morrison & Foerster LLP
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Faculty: Sean X. McKessy
Sean X. McKessy, Partner, Phillips & Cohen LLP
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Faculty: Dr. Nicole M. Moran
Principal, Cornerstone Research
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Faculty: Nicolas Morgan
Partner, Paul Hastings LLP
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Faculty: Joshua M. Newville
Joshua M. Newville, Partner, Proskauer Rose LLP
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Faculty: Sean T. Prosser
Partner, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
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Faculty: Susan D. Resley
Partner, Morgan Lewis & Bockius LLP
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Faculty: Boris Richard
Managing Director, FTI Consulting
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Faculty: Russell G. Ryan
Partner, King & Spalding LLP
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Faculty: Howard Scheck
Partner, StoneTurn
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Faculty: Kristin Smith
Executive Director, Blockchain Association
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Faculty: John Reed Stark
President, John Reed Stark Consulting, LLC
Securities Enforcement Forum West is a unique, one-day conference that brings together hundreds of current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will be a virtual event, taking place online on Tuesday, May 12, 2020, and will feature a Keynote speech from Steven Peikin, Co-Director of the SEC’s Division of Enforcement.
Securities Enforcement Forum West will also showcase an extraordinary “Director’s Panel” featuring Erin E. Schneider and Michele Wein Layne (Directors of the SEC’s San Francisco and Los Angeles Regional Offices, respectively) as well as several other former SEC Regional Directors . The conference’s stellar faculty — including numerous senior SEC enforcement officials and over two dozen other luminaries in the securities enforcement field — will discuss the most important issues now facing attorneys and professionals who work in this area.
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Keynote:
- Steven Peikin, Co-Director, Division of Enforcement, U.S. Securities and Exchange Commission
SEC Faculty:
- Michele Wein Layne, Director, SEC’s Los Angeles Regional Office
- Erin E. Schneider, Director, SEC’s San Francisco Regional Office
- Steven Buchholz, Assistant Regional Director and Member, Cyber Unit and Market Abuse Unit, SEC’s San Francisco Regional Office
- Tracy L. Davis, Assistant Regional Director, SEC’s San Francisco Regional Office
- Matthew Jacques, Chief Accountant, SEC’s Division of Enforcement
- Jason H. Lee, Assistant Regional Director and Member, Public Finance Abuse Unit, SEC’s San Francisco Regional Office
- Alka Patel, Associate Regional Director, SEC’s Los Angeles Regional Office
- Kristin Snyder, Deputy Director, SEC’s OCIE and Co-National Associate Director of Investment Company/Investment Adviser Examination program; Associate Regional Director for OCIE, SEC’s San Francisco Regional Office and Associate Regional Director for San Francisco’s Office of Compliance Inspections and Examinations
- Brent Wilner, Senior Counsel, Cyber Unit, SEC’s Los Angeles Regional Office
- Monique Winkler, Associate Regional Director of Enforcement, SEC’s San Francisco Regional Office
- Katharine Zoladz, Associate Regional Director, SEC’s Los Angeles Regional Office
Faculty:
- Peter I. Altman, Partner, Akin Gump Strauss Hauer & Feld LLP
- John W. Berry, Partner, Munger, Tolles & Olson LLP
- Leslie R. Caldwell, Partner, Latham & Watkins LLP
- Jina L. Choi, Partner, Morrison & Foerster LLP
- Robert A. Cohen, Partner, Davis Polk
- Michael S. Dicke, Partner, Fenwick & West LLP
- Shannon Eagan, Partner, Cooley LLP
- Lori Echavarria, Partner, WilmerHale
- Jordan Eth, Partner, Morrison & Foerster LLP
- Jason Flemmons, Senior Managing Director, Ankura Consulting Group
- Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
- Thomas Heck, Partner, KPMG LLP
- Brett Kumm, Senior Managing Director, FTI Consulting
- John C. LaBella, Director, AlixPartners
- Randall R. Lee, Partner, Cooley LLP
- Nicholas Lewis, Regulatory & Investigations Counsel, Google
- Nicki Locker, Partner, Wilson Sonsini Goodrich & Rosati
- Charles Lundelius, Managing Director, Berkeley Research Group
- Craig D. Martin, Partner, Morrison & Foerster LLP
- Sean X. McKessy, Partner, Phillips & Cohen LLP
- Nicole M. Moran, Principal, Cornerstone Research
- Nicolas Morgan, Partner, Paul Hastings
- Joshua M. Newville, Partner, Proskauer
- Sean T. Prosser, Partner, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
- Susan D. Resley, Partner, Morgan Lewis & Bockius LLP
- Boris Richard, Managing Director, FTI Consulting
- Russell G. Ryan, Partner, King & Spalding LLP
- Howard Scheck, Partner, StoneTurn
- Kristin Smith, Executive Director, Blockchain Association
- John Reed Stark, President, John Reed Stark Consulting, LLC