2018 Agenda

Agenda

7:00-8:20         Breakfast

8:20-8:30         Welcome Remarks

8:30-9:10         Cybersecurity: Enforcement and Regulation of the “Greatest Threat to Our Markets Right Now”

-5 minute break-

9:15-9:55         Silicon Valley Spotlight: Regulation, Enforcement and Prosecution Trends

-15 minute break-

10:10-10:50        Insider Trading Trends and Whistleblower Update 

-5 minute break-

10:55-11:35           Financial Firm Spotlight — Enforcement and Regulatory  Developments for Asset Managers, Broker-Dealers, Hedge Funds and More

-15 minute break-

11:50-12:30       Financial and Accounting Fraud

12:30-1:30       Lunch Break and Keynote with Robert A. Cohen, Chief,  Cyber Unit, SEC’s Division of Enforcement

1:35-2:25     Directors’ Panel

  • Jordan Eth (Morrison & Foerster) — Moderator
  • Jina L. Choi (Director, SEC’s San Francisco Regional Office)
  • Michele Wein Layne (Director, SEC’s Los Angeles Regional Office)
  • Marc J. Fagel (Gibson Dunn & Crutcher; Former Director, SEC’s San Francisco Regional Office)
  • Randall R. Lee (WilmerHale; Former Director, SEC’s Los Angeles Regional Office)

-5 minute break-


2:30-3:10       
FCPA Trends and Developments

-15 minute break-

3:25-4:05         Cryptocurrencies and ICOs: Where Will Enforcement Strike Next?

-10 minute break-

4:20-5:00         Litigating Securities Fraud Cases Against the SEC and DOJ 

5:00 – 6:00     Cocktail Reception

Details

When: Thursday, May 10, 2018
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Fairmont Hotel (details, map)
950 Mason Street
San Francisco, California 94108
CLE Credit: 6.25 hours (approved in CA)
SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

Materials

Links to materials available here.

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