SEC Faculty: Jeremy Pendrey

SECJeremy Pendrey is an Assistant Regional Director with the Asset Management Unit of the Enforcement Division of the U.S. Securities and Exchange Commission. The Asset Management Unit investigates securities laws violations by investment advisers to registered investment companies such as mutual funds and ETFs, private funds such as private equity and hedge funds, and retail accounts.

Jeremy supervises asset management industry enforcement investigations and prosecutions in Northern California and the Northwestern U.S. Before his more than 11 years of investigating and prosecuting securities laws violations with the Commission staff in San Francisco, Jeremy was a litigation partner with a law firm in Los Angeles.

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Details

When: Thursday, May 10, 2018
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Fairmont Hotel (details, map)
950 Mason Street
San Francisco, California 94108
CLE Credit: 6.25 hours (approved in CA)
SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

Materials

Links to materials available here.

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