Faculty: Kenneth Herzinger

Herzinger 150Ken Herzinger is the Deputy Chair of Orrick’s White Collar, Investigations, Securities Litigation and Compliance Group and a partner in the San Francisco office.  Ken was an attorney in the Enforcement Division of the U.S. Securities and Exchange Commission prior to joining private practice.  His practice focuses on SEC investigations and enforcement actions, internal investigations, and securities class actions.

Ken has nearly 20 years of experience as a securities litigator and has handled every type of securities law matter, including accounting and financial reporting, internal control over financial reporting (ICFR), disclosure controls and procedures, the Foreign Corrupt Practices Act (FCPA), insider trading, and Dodd-Frank and SOX whistleblower retaliation claims.

SEC and Regulatory:  As a former SEC Enforcement attorney, Ken has successfully represented corporations, officers and directors, financial institutions, broker-dealers, auditors, and government municipalities in dozens of high profile investigations and enforcement proceedings by the SEC, U.S. Attorney’s Office, PCAOB, and self-regulatory organizations such as FINRA.

Internal Investigations:  Ken has also conducted numerous global and domestic internal investigations for public and private companies and audit committees regarding a myriad of issues including accounting fraud, internal control over financial reporting (ICFR), disclosure controls and procedures, the FCPA, insider trading, and whistleblower retaliation claims.

Securities Class Actions:  Ken has also represented officers and directors and public companies in many high stakes securities class actions. He has tried cases in federal and state court and in arbitration proceedings, and was a member of the trial team which obtained a defense verdict in one of only several securities class action jury trials in the country to be tried to verdict.

He frequently lectures on and provides training for publicly traded companies and directors and officers on regulatory matters, corporate governance, and compliance.

Ken’s clients include: Broadcom Corporation, Charles Schwab, Chesapeake Energy Corporation, McAfee, Oracle Corporation, SandRidge Energy, Walmart, and Western Union.

Comments are closed.

Details

When: Thursday, May 10, 2018
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Fairmont Hotel (details, map)
950 Mason Street
San Francisco, California 94108
CLE Credit: 6.25 hours (approved in CA)
SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

Materials

Links to materials available here.

Corporate Sponsors

AlixPartners230 v2

Ankura 230x60

Cornerstone230-v2

FTI Consulting

KPMG 230

Stoneturn 230 v2

RSM 230 v3

Law Firm Sponsors

mofologo230x60

Akin Gump 230

Cooley2016-230

Fenwick

latham230x60

MorganLewis230

Munger Tolles

O'Melveny 230

Orrick 230 v2

PaulHastings230

PerkinsCoie

Sidley230v3

Steplogo

WSG&R