SEC Faculty: Steven Buchholz

SECSteven Buchholz is an Assistant Regional Director for Enforcement in the SEC’s San Francisco Regional Office.  He has been on the SEC’s Enforcement staff since 2004 and a member of the Market Abuse Unit since its formation in 2010.  His matters have included investigations and enforcement actions involving market access violations, insider trading, account intrusions and market manipulation, Foreign Corrupt Practices Act violations, offering frauds, and broker-dealer registration and recordkeeping violations.
Before joining the Commission, Steven was a litigator with Gibson, Dunn & Crutcher LLP in Palo Alto.  He graduated magna cum laude from the University of Minnesota Law School and was a law clerk for Chief Judge Roger Wollman of the U.S. Court of Appeals for the Eighth Circuit.  Before law school, he was a Fulbright scholar at the Universität Göttingen in Germany.

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Details

When: Wednesday, May 10, 2017
7:00 am - 8:00 am (breakfast & check-in)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Ave
East Palo Alto, California 94303
CLE Credit: 6.25 hours (approved in CA)

Materials

Links to materials available here.

CLE Information and Forms

SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

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