SEC Faculty: Carlos Vasquez

SECCarlos Vasquez is Senior Counsel, Division of Enforcement, in the SEC’s San Francisco Regional Office. Mr. Vasquez is responsible for the review of complaints directed to the San Francisco office and regularly interacts with whistleblowers and their counsel.

Previously, Mr. Vasquez worked as an SEC staff attorney and investigated a wide range of matters related to accounting fraud, stock options back dating, Ponzi schemes, the Foreign Corrupt Practices Act and other violations of the federal securities laws. Prior to joining the SEC, he worked in private practice representing issuers, directors and officers in securities class actions and SEC investigations.

He received his BA from the University of Texas at Austin and his JD from Harvard Law School.

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Details

When: Wednesday, May 10, 2017
7:00 am - 8:00 am (breakfast & check-in)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Ave
East Palo Alto, California 94303
CLE Credit: 6.25 hours (approved in CA)

Materials

Links to materials available here.

CLE Information and Forms

SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

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