SEC Faculty: Diana Tani

SECDiana Tani is an Assistant Regional Director in the SEC’s Los Angeles Regional Office and Division of Enforcement’s Market Abuse Unit.  As Assistant Regional Director, Ms. Tani supervises attorneys and accountants responsible for investigating possible violations of the federal securities laws.  Ms. Tani has been an Assistant Regional Director since 1994, supervising a wide array of matters, including insider trading, misconduct of broker-dealers and investment advisers, market structure issues, and issuer disclosure, accounting fraud and auditing failures.

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Details

When: Wednesday, May 10, 2017
7:00 am - 8:00 am (breakfast & check-in)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Ave
East Palo Alto, California 94303
CLE Credit: 6.25 hours (approved in CA)

Materials

Links to materials available here.

CLE Information and Forms

SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

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