SEC Faculty: Tracy L. Davis

SECTracy L. Davis joined the U.S. Securities and Exchange Commission as a staff attorney in the Division of Enforcement in 2002 and currently serves as an Assistant Regional Director in the San Francisco office. Ms. Davis supervised the investigations that led to the SEC’s enforcement actions against GE Invision, Schnitzer Steel,  UTStarcom and Hewlett-Packard for violations of the Foreign Corrupt Practices Act.  Ms. Davis also supervised the Ralph Lauren investigation that led to the SEC’s first non-prosecution agreement for conduct involving the FCPA.

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Details

When: Thursday, May 10, 2018
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Fairmont Hotel (details, map)
950 Mason Street
San Francisco, California 94108
CLE Credit: 6.25 hours (approved in CA)
SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

Materials

Links to materials available here.

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