Faculty: Sean T. Prosser

Prosser150v2Sean T. Prosser is a member at Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 

Sean is a highly experienced litigator with significant experience defending clients facing shareholder litigation, SEC, FINRA, and DOJ investigations and enforcement actions, and other civil and criminal government and regulator investigations and enforcement proceedings. His clients have included public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, certified public accountants, individual stock traders, and public officials.

A former SEC enforcement attorney, Sean has defended many clients in securities investigations and white-collar actions initiated by regulatory authorities across the country and with a focus on California, including the US Securities and Exchange Commission (SEC); US Department of Justice, including Department of Treasury; FINRA; NYSE, NASDAQ, and other stock exchanges; California Department of Business Oversight; and the Public Company Accounting Oversight Board (PCAOB).

Through his substantial securities litigation practice, Sean regularly defends public companies and their executives facing shareholder lawsuits and derivative actions in state and federal courts across the country, including in the Delaware Court of Chancery.

Prior to joining Mintz, Sean led the Southern California white collar, government investigations, and securities litigation practices of a leading international law firm. He was also a partner with another international practice as well as with a leading global intellectual property law firm.
Sean started his career as an attorney in the SEC’s Office of Enforcement and as a law clerk in the SEC’s Office of Broker-Dealer Enforcement.

He is frequently quoted in national legal and business publications on various topics, including SEC investigations and related legal matters.

Comments are closed.

Details

When: Thursday, May 9, 2019
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Avenue
East Palo Alto, California 94303
CLE Credit: 6.25 hours (approved in CA)

Corporate Sponsors

AlixPartners230 v2

Ankura 230x60

Cornerstone230-v2

FTI Consulting

KPMG 230

RSM 230 v3

Stoneturn 230 v2

Law Firm Sponsors

mofologo230x60

Akin Gump 230

Cooley2016-230

Fenwick

latham230x60

Mintz 230

MorganLewis230

Munger Tolles

Orrick 230 v2

PaulHastings230

Sidley230v3

WSG&R