SEC Faculty: Kristin A. Snyder

SEC

Kristin A. Snyder is the Co-National Associate Director of the Investment Adviser/Investment Company examination program in the SEC’s Office of Compliance Inspections and Examinations (OCIE). In this role, Ms. Snyder oversees more than 520 lawyers, accountants, and examiners responsible for inspections of SEC registered investment advisers and investment companies. Ms. Snyder also serves as the Associate Regional Director for Examinations in the SEC’s San Francisco Regional Office, where she leads the examinations program. In her position as Associate Regional Director for Examinations, Ms. Snyder leads a staff of approximately 50 accountants, examiners, attorneys and support staff responsible for the examination of broker-dealers, investment companies, investment advisers, and transfer agents across Northern California and the Pacific Northwest.

Ms. Snyder has worked at the SEC for the past thirteen years, and previously served as a Branch Chief and a Senior Counsel in the San Francisco office’s enforcement program. Prior to joining the SEC staff, Ms. Snyder practiced with Sidley Austin Brown & Wood LLP in San Francisco. She earned her law degree from the University of California Hastings College of the Law, and received her bachelor’s degree from the University of California at Davis.

 

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Details

When: Wednesday, May 10, 2017
7:00 am - 8:00 am (breakfast & check-in)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Ave
East Palo Alto, California 94303
CLE Credit: 6.25 hours (approved in CA)

Materials

Links to materials available here.

CLE Information and Forms

SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

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