Securities Docket

Securities Docket

Keynote: Robert A. Cohen

Keynote: Robert A. Cohen

Chief, Cyber Unit, SEC’s Division of Enforcement

Director’s Panel: Jina L. Choi

Director’s Panel: Jina L. Choi

Director, SEC’s San Francisco Regional Office

Director’s Panel: Michele Wein Layne

Director’s Panel: Michele Wein Layne

Director, SEC’s Los Angeles Regional Office

SEC Faculty: Ansu N. Banerjee

SEC Faculty: Ansu N. Banerjee

Assistant Regional Director, SEC’s Los Angeles Regional Office

SEC Faculty: John W. Berry

SEC Faculty: John W. Berry

Associate Regional Director, SEC’s Los Angeles Regional Office

SEC Faculty: Steven Buchholz

SEC Faculty: Steven Buchholz

Assistant Regional Director for Enforcement, SEC’s San Francisco Regional Office

SEC Faculty: Tracy S. Combs

SEC Faculty: Tracy S. Combs

Counsel and member of Cyber Unit, SEC Division of Enforcement

SEC Faculty: Tracy L. Davis

SEC Faculty: Tracy L. Davis

Tracy L. Davis, Assistant Regional Director, SEC’s San Francisco Regional Office

SEC Faculty: Jennifer J. Lee

SEC Faculty: Jennifer J. Lee

Assistant Regional Director, SEC’s San Francisco Regional Office

SEC Faculty: Amy Jane Longo

SEC Faculty: Amy Jane Longo

Regional Trial Counsel, SEC’s Los Angeles Regional Office

SEC Faculty: Jeremy Pendrey

SEC Faculty: Jeremy Pendrey

Assistant Regional Director, Asset Management Unit, SEC’s San Francisco Regional Office

SEC Faculty: Erin E. Schneider

SEC Faculty: Erin E. Schneider

Associate Regional Director, SEC’s San Francisco Regional Office

DOJ Faculty: Robert S. Leach

DOJ Faculty: Robert S. Leach

Assistant U.S. Attorney, U.S. Attorney’s Office for the Northern District of California

Faculty: Peter I. Altman

Faculty: Peter I. Altman

Partner, Akin Gump Strauss Hauer & Feld LLP

Faculty: William R. Baker III

Faculty: William R. Baker III

Partner, Latham & Watkins LLP

Faculty: Sara B. Brody

Faculty: Sara B. Brody

Partner, Sidley Austin LLP

Faculty: Sharon Bunzel

Faculty: Sharon Bunzel

Partner, O’Melveny & Myers LLP

Faculty: Jean Chow-Callam

Faculty: Jean Chow-Callam

Senior Managing Director, FTI Consulting

Faculty: Michael Dicke

Faculty: Michael Dicke

Partner, Fenwick & West LLP

Faculty: Shannon Eagan

Faculty: Shannon Eagan

Partner, Cooley LLP

Faculty: Jordan Eth

Faculty: Jordan Eth

Partner, Morrison & Foerster LLP

Faculty: Marc J. Fagel

Faculty: Marc J. Fagel

Partner, Gibson, Dunn & Crutcher

Faculty: Beth George

Faculty: Beth George

Of Counsel, Wilson Sonsini Goodrich & Rosati

Faculty: David Glockner

Faculty: David Glockner

Chief Compliance Officer, Citadel LLC

Faculty: Kevin M. Gross

Faculty: Kevin M. Gross

Senior Counsel for Compliance, Investigations and Policy, Chevron

Faculty: Caz Hashemi

Faculty: Caz Hashemi

Partner, Wilson Sonsini Goodrich & Rosati

Faculty: Kenneth Herzinger

Faculty: Kenneth Herzinger

Partner, Orrick, Herrington and Sutcliffe LLP

Faculty: Philip S. Khinda

Faculty: Philip S. Khinda

Partner, Steptoe & Johnson LLP

Faculty: James N. Kramer

Faculty: James N. Kramer

Partner, Orrick, Herrington and Sutcliffe LLP

Faculty: John C. LaBella

Faculty: John C. LaBella

Director, AlixPartners

Faculty: Randall R. Lee

Faculty: Randall R. Lee

Partner, WilmerHale

Faculty: Jennifer Marietta-Westberg

Faculty: Jennifer Marietta-Westberg

Senior Economist, Cornerstone Research

Faculty: Craig D. Martin

Faculty: Craig D. Martin

Partner, Morrison & Foerster LLP

Faculty: Nicolas Morgan

Faculty: Nicolas Morgan

Partner, Paul Hastings LLP

Faculty: Eric Poer

Faculty: Eric Poer

Senior Managing Director, FTI Consulting

Faculty: Sean T. Prosser

Faculty: Sean T. Prosser

Partner, Perkins Coie LLP

Faculty: Susan D. Resley

Faculty: Susan D. Resley

Partner, Morgan Lewis & Bockius LLP

Faculty: Steven E. Richards

Faculty: Steven E. Richards

Senior Managing Director, Ankura Consulting Group

Faculty: Patrick D. Robbins

Faculty: Patrick D. Robbins

Patrick D. Robbins, Partner, Shearman & Sterling LLP

Faculty: Howard Scheck

Faculty: Howard Scheck

Partner, StoneTurn

Faculty: John W. Spiegel

Faculty: John W. Spiegel

Partner, Munger, Tolles & Olson LLP

Faculty: Kimberly Summe

Faculty: Kimberly Summe

Chief Operating Officer, General Counsel, and CCO, Sequoia Capital Global Equities

Faculty: Guido van Drunen

Faculty: Guido van Drunen

Principal, KPMG LLP

Details

When: Thursday, May 10, 2018
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Fairmont Hotel (details, map)
950 Mason Street
San Francisco, California 94108
CLE Credit: 6.25 hours (approved in CA)
SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

Materials

Links to materials available here.

Corporate Sponsors

AlixPartners230 v2

Ankura 230x60

Cornerstone230-v2

FTI Consulting

KPMG 230

Stoneturn 230 v2

RSM 230 v3

Law Firm Sponsors

mofologo230x60

Akin Gump 230

Cooley2016-230

Fenwick

latham230x60

MorganLewis230

Munger Tolles

O'Melveny 230

Orrick 230 v2

PaulHastings230

PerkinsCoie

Sidley230v3

Steplogo

WSG&R