Securities Enforcement Forum West 2019

Thursday, May 9, 2019, Four Seasons Hotel Silicon Valley (East Palo Alto, California)
Presented by Securities Docket

Securities Enforcement Forum West 2019 is a unique, one-day conference in Silicon Valley, California that brings together hundreds of current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will take place on Thursday, May 9, 2019, at the extraordinary Four Seasons Hotel Silicon Valley.  

Securities Enforcement Forum West 2019 will feature Keynotes from David L. Anderson, United States Attorney for the Northern District of California; and Hester M. Peirce, Commissioner, U.S. Securities and Exchange Commission (via video). It will also include an extraordinary “Director’s Panel” featuring Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office, as well as several other former SEC Regional Directors . The conference’s stellar faculty – including numerous senior SEC enforcement officials and over two dozen other luminaries in the securities enforcement field — will discuss the most important issues now facing attorneys and professionals who work in this area.

Current Faculty and Speaker List for Securities Enforcement Forum West 2019:

Keynotes:

  • David L. Anderson, United States Attorney for the Northern District of California
  • Hester M. Peirce, Commissioner, U.S. Securities and Exchange Commission

SEC Faculty:

  • Michele Wein Layne, Director, SEC’s Los Angeles Regional Office
  • John W. Berry, Associate Regional Director, SEC’s Los Angeles Regional Office
  • Steven Buchholz, Assistant Regional Director for Enforcement, SEC’s San Francisco Regional Office
  • Tracy L. Davis, Assistant Regional Director, SEC’s San Francisco Regional Office
  • Matthew Jacques, Chief Accountant, SEC’s Division of Enforcement
  • Jennifer J. Lee, Assistant Regional Director, SEC’s San Francisco Regional Office
  • Jeremy Pendrey, Assistant Regional Director, SEC’s San Francisco Regional Office
  • John Roscigno, Staff Accountant, SEC’s San Francisco Regional Office
  • Erin E. Schneider, Associate Regional Director, SEC’s San Francisco Regional Office
  • Kristin Snyder, Deputy Director, SEC’s OCIE and Co-National Associate Director of Investment Company/Investment Adviser Examination program; Associate Regional Director for Examinations, SEC’s San Francisco Regional Office
  • Diana Tani, Assistant Regional Director, SEC’s Los Angeles Regional Office and Member, Cyber Unit

DOJ Faculty:

  • Robert Leach, Assistant United States Attorney, Northern District of California

Faculty:

  • Peter I. Altman, Partner, Akin Gump Strauss Hauer & Feld LLP
  • Leslie R. Caldwell, Partner, Latham & Watkins LLP
  • W. Hardy Callcott, Partner, Sidley Austin LLP
  • Jina L. Choi, Partner, Morrison & Foerster LLP
  • Michael S. Dicke,  Partner, Fenwick & West LLP
  • Shannon Eagan, Partner, Cooley LLP
  • Lori Echavarria, Partner, WilmerHale
  • Jordan Eth, Partner, Morrison & Foerster LLP
  • Anthony J. Ferrante, Senior Managing Director, FTI Consulting.
  • Marc J. Fagel, Partner, Gibson, Dunn & Crutcher
  • Caz Hashemi, Partner, Wilson Sonsini Goodrich & Rosati
  • Kenneth Herzinger, Partner, Orrick, Herrington & Sutcliffe LLP
  • James N. Kramer, Partner, Orrick, Herrington & Sutcliffe LLP
  • John C. LaBella, Director, AlixPartners
  • Randall R. Lee, Partner, Cooley LLP
  • Nicki Locker, Partner, Wilson Sonsini Goodrich & Rosati
  • Craig D. Martin, Partner, Morrison & Foerster LLP
  • Nicole M. Moran, Principal, Cornerstone Research
  • Sam Pailca, Assistant General Counsel and Senior Director, Office of Legal Compliance, Investigations, Microsoft Corporation
  • Sean T. Prosser, Partner, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. 
  • Susan D. Resley, Partner, Morgan Lewis & Bockius LLP
  • Russell G. Ryan, Partner, King & Spalding LLP
  • Howard Scheck, Partner, StoneTurn
  • John Spiegel, Partner, Munger, Tolles & Olson LLP
  • Guido van Drunen, Principal, KPMG LLP
  • Edward J. Westerman, Senior Managing Director, FTI Consulting
  • Martin Wilczynski, Senior Managing Director, Ankura Consulting Group
  • Thomas A. Zaccaro, Partner, Paul Hastings

Please register here!

Details

When: Thursday, May 9, 2019
7:00 am - 8:15 am (breakfast & check-in)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Avenue
East Palo Alto, California 94303
CLE Credit: 6.25 hours (approved in CA)

Materials

Links to materials available here.

CLE Information and Forms

SEF2014 CLE -sm6.25 hrs CLE credit approved in CA. Forms available here.

Corporate Sponsors

AlixPartners230 v2

Ankura 230x60

Cornerstone230-v2

FTI Consulting

KPMG 230

RSM 230 v3

Stoneturn 230 v2

Law Firm Sponsors

mofologo230x60

Akin Gump 230

Cooley2016-230

Fenwick

latham230x60

Mintz 230

MorganLewis230

Munger Tolles

Orrick 230 v2

PaulHastings230

Sidley230v3

WSG&R