Securities Enforcement Forum West 2017

May 10, 2017, Four Seasons Hotel,  Silicon Valley at East Palo Alto
Presented by Securities Docket

Securities Enforcement Forum West 2017 is a unique, one-day conference in Silicon Valley, California that brings together current and former senior SEC and DOJ officials, securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. This year’s conference will take place on Wednesday, May 10, 2017, at the extraordinary Four Seasons Hotel Silicon Valley

Securities Enforcement Forum West 2017 will feature Keynotes by leaders in the securities enforcement world, and panelists will include over a dozen senior officials from the SEC and DOJ.

It will also feature an extraordinary ”Directors Panel” that will include four current and former Directors from the SEC’s San Francisco and Los Angeles Regional Offices: Jina L. Choi, Director of the SEC’s San Francisco Regional Office; Michele Wein Layne, Director of the SEC’s Los Angeles Regional Office; and former SEC Regional Directors Marc J. Fagel and Randall R. Lee. The conference’s stellar faculty – including an extraordinary number of current senior SEC enforcement officials and federal prosecutors and over 20 other luminaries in the securities enforcement field — who will discuss the most important issues now facing attorneys and professionals who work in this area.

Current Faculty and Speaker List for Securities Enforcement Forum West 2017:

Keynotes:

  • Keynote Speakers: Will be announced soon!

Directors Panel:

  • Jina L. Choi, Director, SEC’s San Francisco Regional Office
  • Michele Wein Layne, Director, SEC’s Los Angeles Regional Office
  • Marc J. Fagel, Partner, Gibson, Dunn & Crutcher (Director, SEC’s San Francisco Regional Office, 2008-2013)
  • Randall R. Lee, Partner, WilmerHale (Director, SEC’s Los Angeles and and San Francisco Office, 2001 to 2007)
  • Jordan Eth, Partner, Morrison & Foerster LLP

SEC Faculty:

  • John W. Berry, Associate Regional Director, SEC’s Los Angeles Regional Office
  • Tracy L. Davis, Assistant Regional Director, SEC’s San Francisco Regional Office
  • Jennifer J. Lee, Assistant Regional Director, SEC’s San Francisco Regional Office
  • C. Dabney O’Riordan, Co-Chief, Asset Management Unit, SEC’s Los Angeles Regional Office
  • Alka Patel, Associate Regional Director, SEC’s Los Angeles Regional Office
  • Erin E. Schneider, Associate Regional Director, SEC’s San Francisco Regional Office
  • Kristin Snyder, Co-National Associate Director, Inv. Adviser/Inv. Company Examination Program, SEC’s San Francisco Regional Office
  • Diana Tani, Assistant Regional Director, SEC’s Los Angeles Regional Office
  • Carlos Vasquez, Senior Counsel and Whistleblower Intake Attorney, SEC’s San Francisco Regional Office
  • Monique C. Winkler, Assistant Regional Director, SEC’s San Francisco Regional Office

DOJ Faculty:

  • Robert S. Leach, Assistant U.S. Attorney, Northern District of California

Faculty:

  • Alexander Aganin, Vice President, Cornerstone Research
  • William R. Baker III, Partner, Latham & Watkins LLP
  • W. Hardy Callcott, Partner, Sidley Austin LLP
  • Michael S. Dicke,  Partner, Fenwick & West LLP
  • Shannon Eagan, Partner, Cooley LLP
  • Jordan Eth, Partner, Morrison & Foerster LLP
  • Michele D. Johnson, Partner, Latham & Watkins LLP
  • Erika A. Kelton, Partner, Phillips & Cohen LLP
  • James N. Kramer, Partner, Orrick, Herrington & Sutcliffe LLP
  • John C. LaBella, Director, AlixPartners
  • Nina (Nicki) Locker, Partner, Wilson Sonsini Goodrich & Rosati
  • Craig D. Martin, Partner, Morrison & Foerster LLP
  • Joshua M. Newville, Partner, Proskauer Rose LLP
  • Eric Poer, Senior Managing Director, FTI Consulting
  • Sean T. Prosser, Partner, Perkins Coie LLP
  • Susan D. Resley, Partner, Morgan Lewis & Bockius LLP
  • Howard Scheck, Partner, StoneTurn Group
  • Guido van Drunen, Principal, KPMG LLP
  • Gregory J. Weingart, Partner, Munger, Tolles & Olson LLP
  • Edward J. Westerman, Senior Managing Director, FTI Consulting
  • Martin Wilczynski, Senior Managing Director, Ankura Consulting Group
  • Thomas A. Zaccaro, Partner, Paul Hastings LLP

Please register here!

Details

When: Wednesday, May 10, 2017
7:00 am - 8:00 am (breakfast & check-in)
8:00 am - 5:00 pm (followed by cocktail party)
Where: Four Seasons Hotel Silicon Valley (details, map)
2050 University Ave
East Palo Alto, California 94303
CLE Credit: 6.0 hours (pending approval in CA)

Corporate Sponsors

AlixPartners Ankura230

Cornerstone230-v2

FTI Consulting

KPMG

StoneTurn230

Law Firm Sponsors

mofologo230x60

Cooley

Fenwick

latham230x60

MorganLewis230

Munger Tolles

Orrick

PaulHastings230

PerkinsCoie

Phillips&Cohen230

Proskauer230v2

Sidley230v3

WSG&R